For FCA-regulated firms

AI evidence for FCA-regulated firms

Your advisers already use AI for research, suitability letters and client communications. Evaident gives you one tamper-evident record of how it's used — and the controls to keep client data where it belongs — so you can show the FCA, your network or a PI insurer that AI is governed, not guessed.

The problem

Where your AI risk really sits

AI is in your advice process already

Research, drafting suitability letters, summarising client meetings — sanctioned or not. Without a record you can't show how AI touched a client outcome.

A policy isn't supervision

Consumer Duty and SYSC 9 expect demonstrable oversight. A PDF policy doesn't prove what actually happened on a client file.

Client data leaking to public models

Personal and financial details pasted into a consumer AI tool is a data and conduct risk that's invisible until something goes wrong.

What Evaident gives you

Proof, not promises

Evidence AI on a client matter

A searchable, per-person record of AI use across approved tools, in-house agents and unapproved apps — who, what, when, on which model.

Risk flags that matter to advisers

Activity is flagged for PII, client data, advice-like output and out-of-hours use, so supervisors review the right things, not everything.

Block client data before it leaves

Route AI tools through the gateway to block UK PII, secrets and your own terms (client names, account references) before a request reaches a model.

Hand your compliance consultant a clean export

One-click, stamped evidence packs with an integrity certificate — ready for a file review, audit or the FCA.

Maps to your obligations

The frameworks you answer to

Evaident shows how your captured evidence lines up with the obligations your firm faces. It supports your compliance function — it doesn’t provide legal advice.

Consumer Duty

Demonstrable oversight of AI used in research, suitability and client communications — evidence that you act to deliver good outcomes.

SYSC 9

Adequate, time-stamped record-keeping of how AI assists regulated activity, retained for your policy period.

SM&CR / supervision

Per-person visibility and a tamper-evident trail that supports senior-manager accountability for AI use across the firm.

See your firm's AI exposure in two minutes

Answer a few questions for an instant exposure score, or start a free workspace and connect a source to see your real AI usage become provable.